{"ok":true,"canonical_url":"https://dealroom.so/glossary/brokerage-statement","api_url":"https://dealroom.so/api/public/glossary/brokerage-statement","data_freshness":{"sba_records_through":"2026-05-31","fdic_records_through":"2026-03-31","dealroom_last_updated":"2026-06-15","timezone":"America/Chicago"},"source_summary":["Public SBA 7(a) loan records","FDIC institution data","DealRoom lender and franchise enrichment"],"term":{"slug":"brokerage-statement","term":"Brokerage Statement","aka":"Investment statement","group":"People and paperwork","definition":"A periodic report from your investment firm detailing your assets, transactions, and account balances. Lenders use these to verify your personal liquidity and the source of your capital contribution.","what_it_means":"Like bank statements, you'll submit brokerage statements (3-6 months) to show proof of funds for your equity injection. Lenders look for sufficient balances and consistent activity, ensuring the funds are seasoned and not from newly acquired debt or other unapproved sources.","url":"https://dealroom.so/glossary/brokerage-statement","official_sources":[{"slug":"sop-50-10","title":"SOP 50 10 — Lender and Development Company Loan Programs","official_url":"https://www.sba.gov/document/sop-50-10-lender-development-company-loan-programs","official_label":"View on SBA.gov","authority_tier":2,"publisher":"U.S. Small Business Administration","source_guide_url":"https://dealroom.so/sba-7a/sources/sop-50-10"}],"related":[{"slug":"proof-of-funds","term":"Proof of funds","url":"https://dealroom.so/glossary/proof-of-funds"},{"slug":"seasoning-of-funds","term":"Seasoning of Funds","url":"https://dealroom.so/glossary/seasoning-of-funds"},{"slug":"personal-financial-statement","term":"Personal financial statement","url":"https://dealroom.so/glossary/personal-financial-statement"},{"slug":"bank-statement","term":"Bank Statement","url":"https://dealroom.so/glossary/bank-statement"}],"related_questions":[{"question":"What if my personal financial statement shows low liquid assets?","url":"https://dealroom.so/sba-loans/basics/what-if-my-personal-financial-statement-shows-low-liquid-assets"},{"question":"Can funds from a personal investment account, like a brokerage account, count towards equity injection?","url":"https://dealroom.so/sba-loans/basics/can-funds-from-a-personal-investment-account-like-a-brokerage-account-count-towards-equity"},{"question":"Can personal investment accounts like brokerage portfolios serve as additional collateral for an SBA 7(a) loan?","url":"https://dealroom.so/sba-7a/questions/can-personal-investment-accounts-like-brokerage-portfolios-serve-as-additional-collateral-"},{"question":"Can funds borrowed against my personal brokerage account be used for the SBA 7(a) equity injection?","url":"https://dealroom.so/sba-7a/questions/can-funds-borrowed-against-my-personal-brokerage-account-be-used-for-the-sba-7-a-equity-in"},{"question":"Can funds from a personal investment account with fluctuating value, like a brokerage account, count towards equity?","url":"https://dealroom.so/sba-7a/questions/can-funds-from-a-personal-investment-account-with-fluctuating-value-like-a-brokerage-accou"},{"question":"Can I use funds from a personal investment account, like a brokerage account, for my equity injection?","url":"https://dealroom.so/sba-7a/questions/can-i-use-funds-from-a-personal-investment-account-like-a-brokerage-account-for-my-equity-"}]},"caveats":["Definitions represent DealRoom's plain-English interpretation for buyers; verify regulatory terms against the official SBA and eCFR sources listed.","Not legal, tax, or financial advice, and not an SBA eligibility determination."],"citation":{"label":"DealRoom.so Glossary — Brokerage Statement","url":"https://dealroom.so/glossary/brokerage-statement","source_type":"DealRoom Data"}}