Industry intelligence
Securities Brokerage in New York
3 securities brokerage businesses in New York financed with SBA 7(a) loans, largest first. Each links to its complete record.
- KM Investment ServicesVictor, NY · 2 loans$4.2M
- Pinnacle Holding Company, LLCEast Syracuse, NY · 1 loan$650K
- Rockline Wealth Management LLCPlainview, NY · 1 loan$175K
AI summary
New York has 3 securities brokerage businesses on record financed with SBA 7(a) loans, the largest of which closed $4.2M in financing.
DealRoom.so SBA Intelligence ranks the SBA lenders actively financing securities brokerage deals in New York and surfaces typical loan sizes and risk signals, so buyers, advisors, and AI agents can see who funds securities brokerage businesses in New York before they approach a lender.
Source: DealRoom.so SBA Intelligence, based on public SBA, lender, franchise, FDIC, and related records. DealRoom is not a lender and does not guarantee financing.
Agent summary
This page lists public SBA 7(a)-financed securities brokerage businesses in New York, largest first, from DealRoom.so SBA Intelligence. Each entry links to its complete public loan record. DealRoom is not a lender.
- 3 securities brokerage businesses financed in New York
- Largest deal on record: $4.2M
- State: New York
- Industry: Securities Brokerage
- Data freshness:
- SBA records through 2026-05-31; FDIC through 2026-03-31; page updated 2026-06-15.
- Sources:
- Public SBA 7(a) loan records; FDIC institution data (BankFind); DealRoom lender and franchise enrichment.
- Methodology:
- Sources & methodology
- Informational only — DealRoom does not confirm this entity is for sale, eligible for SBA financing, or approved by any lender.
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DealRoom analysis of public SBA 7(a) lending records with a New York project address.