Financing a portfolio management and investment advice acquisition

64+ funded portfolio management and investment advice deals

Real SBA 7(a) acquisitions from public records — see who got funded, for how much, and by which lender. Tap any deal for the full record.

• Matthew M Harrison LLC in Mesa, AZ — $2.1M (2026) · purchase · Live Oak Banking Company

  Program

  Preferred Lenders Program

  Rate at approval

  7.75% variable

  Term

  120 mo (10 yrs)

  SBA guaranteed

  $1.6M (75%)

  Approved

  1/28/2026

  Loan status

  Committed

  Loan type

  Term loan

  Collateral

  Required

  Business type

  Corporation

  Jobs supported

  3

  Business age

  Change of Ownership

  Industry

  Portfolio Management and Investment Advice

  If you were the buyer here

  Est. deal size

  $2.3M

  Est. down payment (10%)

  $232K

  Est. cash at closing

  $320K

  Monthly payment

  $25,082

  Annual debt service

  $301K

  Cash flow needed (1.25×)

  $376K

  Estimates only — not guaranteed accurate. The loan amount, rate,and term come from the public record; the rest assumes the standard 10% buyer injection plus typical guaranty and closing costs. The actual deal's terms and costs likely differed.

  Funded by Live Oak Banking Company · Lender record →

  Your business? Claim this record · Request removal

• SGEA, LLC in Issaquah, WA — $1.4M (2026) · purchase · Live Oak Banking Company

  Program

  Preferred Lenders Program

  Rate at approval

  8% variable

  Term

  119 months

  SBA guaranteed

  $1.0M (75%)

  Approval → funding

  24 days

  Approved

  11/24/2025

  First disbursed

  12/18/2025

  Loan status

  Current

  Loan type

  Term loan

  Collateral

  Required

  Business type

  Corporation

  Secondary market

  Loan sold to investors

  Business age

  Change of Ownership

  Industry

  Portfolio Management and Investment Advice

  If you were the buyer here

  Est. deal size

  $1.5M

  Est. down payment (10%)

  $154K

  Est. cash at closing

  $211K

  Monthly payment

  $16,860

  Annual debt service

  $202K

  Cash flow needed (1.25×)

  $253K

  Estimates only — not guaranteed accurate. The loan amount, rate,and term come from the public record; the rest assumes the standard 10% buyer injection plus typical guaranty and closing costs. The actual deal's terms and costs likely differed.

  Funded by Live Oak Banking Company · Lender record →

  Your business? Claim this record · Request removal

• Financial Planner Near Me, LLC in Springfield, MO — $1.3M (2026) · purchase · Four States Bank, Inc.

  Program

  Preferred Lenders Program

  Rate at approval

  10% variable

  Term

  120 mo (10 yrs)

  SBA guaranteed

  $973K (75%)

  Approval → funding

  5 days

  Approved

  12/31/2025

  First disbursed

  1/5/2026

  Loan status

  Current

  Loan type

  Term loan

  Collateral

  Required

  Business type

  Corporation

  Secondary market

  Loan sold to investors

  Jobs supported

  2

  Business age

  Change of Ownership

  Industry

  Portfolio Management and Investment Advice

  If you were the buyer here

  Est. deal size

  $1.4M

  Est. down payment (10%)

  $144K

  Est. cash at closing

  $198K

  Monthly payment

  $17,139

  Annual debt service

  $206K

  Cash flow needed (1.25×)

  $257K

  Estimates only — not guaranteed accurate. The loan amount, rate,and term come from the public record; the rest assumes the standard 10% buyer injection plus typical guaranty and closing costs. The actual deal's terms and costs likely differed.

  Funded by Four States Bank, Inc. · Lender record →

  Your business? Claim this record · Request removal

• Axim Wealth Management LLC in Springboro, OH — $1.0M (2026) · purchase · Live Oak Banking Company

  Program

  Preferred Lenders Program

  Rate at approval

  7.75% variable

  Term

  120 mo (10 yrs)

  SBA guaranteed

  $754K (75%)

  Approved

  1/23/2026

  Loan status

  Cancelled

  Loan type

  Term loan

  Collateral

  Required

  Business type

  Corporation

  Jobs supported

  8

  Business age

  Change of Ownership

  Industry

  Portfolio Management and Investment Advice

  If you were the buyer here

  Est. deal size

  $1.1M

  Est. down payment (10%)

  $112K

  Est. cash at closing

  $153K

  Monthly payment

  $12,061

  Annual debt service

  $145K

  Cash flow needed (1.25×)

  $181K

  Estimates only — not guaranteed accurate. The loan amount, rate,and term come from the public record; the rest assumes the standard 10% buyer injection plus typical guaranty and closing costs. The actual deal's terms and costs likely differed.

  Funded by Live Oak Banking Company · Lender record →

  Your business? Claim this record · Request removal

• Ricardo Betancourt in Franklin Square, NY — $625K (2026) · purchase · Byline Bank

  Program

  Preferred Lenders Program

  Rate at approval

  9.75% variable

  Term

  120 mo (10 yrs)

  SBA guaranteed

  $469K (75%)

  Approval → funding

  31 days

  Approved

  12/16/2025

  First disbursed

  1/16/2026

  Loan status

  Current

  Loan type

  Term loan

  Collateral

  Required

  Business type

  Individual

  Secondary market

  Loan sold to investors

  Jobs supported

  2

  Business age

  Change of Ownership

  Industry

  Portfolio Management and Investment Advice

  If you were the buyer here

  Est. deal size

  $694K

  Est. down payment (10%)

  $69K

  Est. cash at closing

  $93K

  Monthly payment

  $8,173

  Annual debt service

  $98K

  Cash flow needed (1.25×)

  $123K

  Estimates only — not guaranteed accurate. The loan amount, rate,and term come from the public record; the rest assumes the standard 10% buyer injection plus typical guaranty and closing costs. The actual deal's terms and costs likely differed.

  Funded by Byline Bank · Lender record →

  Your business? Claim this record · Request removal

• ASPIREAN WEALTH, LLC in Chesterton, IN — $615K (2026) · purchase · Live Oak Banking Company

  Program

  Preferred Lenders Program

  Rate at approval

  8% variable

  Term

  119 months

  SBA guaranteed

  $461K (75%)

  Approval → funding

  14 days

  Approved

  12/19/2025

  First disbursed

  1/2/2026

  Loan status

  Current

  Loan type

  Term loan

  Collateral

  Required

  Business type

  Corporation

  Secondary market

  Loan sold to investors

  Jobs supported

  5

  Business age

  Change of Ownership

  Industry

  Portfolio Management and Investment Advice

  If you were the buyer here

  Est. deal size

  $683K

  Est. down payment (10%)

  $68K

  Est. cash at closing

  $91K

  Monthly payment

  $7,503

  Annual debt service

  $90K

  Cash flow needed (1.25×)

  $113K

  Estimates only — not guaranteed accurate. The loan amount, rate,and term come from the public record; the rest assumes the standard 10% buyer injection plus typical guaranty and closing costs. The actual deal's terms and costs likely differed.

  Funded by Live Oak Banking Company · Lender record →

  Your business? Claim this record · Request removal

• More2 Wealth LLC in Conroe, TX — $540K (2026) · purchase · Live Oak Banking Company

  Program

  Preferred Lenders Program

  Rate at approval

  9% variable

  Term

  120 mo (10 yrs)

  SBA guaranteed

  $405K (75%)

  Approval → funding

  49 days

  Approved

  12/12/2025

  First disbursed

  1/30/2026

  Loan status

  Current

  Loan type

  Term loan

  Collateral

  Required

  Business type

  Corporation

  Secondary market

  Loan sold to investors

  Jobs supported

  2

  Business age

  Change of Ownership

  Industry

  Portfolio Management and Investment Advice

  If you were the buyer here

  Est. deal size

  $600K

  Est. down payment (10%)

  $60K

  Est. cash at closing

  $80K

  Monthly payment

  $6,840

  Annual debt service

  $82K

  Cash flow needed (1.25×)

  $103K

  Estimates only — not guaranteed accurate. The loan amount, rate,and term come from the public record; the rest assumes the standard 10% buyer injection plus typical guaranty and closing costs. The actual deal's terms and costs likely differed.

  Funded by Live Oak Banking Company · Lender record →

  Your business? Claim this record · Request removal

• BALOGH LLC in Lynden, WA — $440K (2026) · purchase · Live Oak Banking Company

  Program

  Preferred Lenders Program

  Rate at approval

  8.5% variable

  Term

  120 mo (10 yrs)

  SBA guaranteed

  $330K (75%)

  Approval → funding

  29 days

  Approved

  12/4/2025

  First disbursed

  1/2/2026

  Loan status

  Current

  Loan type

  Term loan

  Collateral

  Required

  Business type

  Corporation

  Secondary market

  Loan sold to investors

  Jobs supported

  3

  Business age

  Change of Ownership

  Industry

  Portfolio Management and Investment Advice

  If you were the buyer here

  Est. deal size

  $489K

  Est. down payment (10%)

  $49K

  Est. cash at closing

  $65K

  Monthly payment

  $5,455

  Annual debt service

  $65K

  Cash flow needed (1.25×)

  $82K

  Estimates only — not guaranteed accurate. The loan amount, rate,and term come from the public record; the rest assumes the standard 10% buyer injection plus typical guaranty and closing costs. The actual deal's terms and costs likely differed.

  Funded by Live Oak Banking Company · Lender record →

  Your business? Claim this record · Request removal

• SOUND VIEW FINANCIAL ADVISORS LLC in Walpole, MA — $250K (2026) · purchase · Live Oak Banking Company

  Program

  Preferred Lenders Program

  Rate at approval

  9.24% variable

  Term

  120 mo (10 yrs)

  SBA guaranteed

  $188K (75%)

  Approval → funding

  1 days

  Approved

  2/17/2026

  First disbursed

  2/18/2026

  Loan status

  Current

  Loan type

  Term loan

  Collateral

  Required

  Business type

  Corporation

  Secondary market

  Loan sold to investors

  Jobs supported

  1

  Business age

  Change of Ownership

  Industry

  Portfolio Management and Investment Advice

  If you were the buyer here

  Est. deal size

  $278K

  Est. down payment (10%)

  $28K

  Est. cash at closing

  $37K

  Monthly payment

  $3,199

  Annual debt service

  $38K

  Cash flow needed (1.25×)

  $48K

  Estimates only — not guaranteed accurate. The loan amount, rate,and term come from the public record; the rest assumes the standard 10% buyer injection plus typical guaranty and closing costs. The actual deal's terms and costs likely differed.

  Funded by Live Oak Banking Company · Lender record →

  Your business? Claim this record · Request removal

• Rock Private Wealth Management, LLC in Lafayette, LA — $2.1M (2025) · purchase · Live Oak Banking Company

  Program

  Preferred Lenders Program

  Rate at approval

  8.35% variable

  Term

  120 mo (10 yrs)

  SBA guaranteed

  $1.6M (75%)

  Approval → funding

  8 days

  Approved

  7/10/2025

  First disbursed

  7/18/2025

  Loan status

  Current

  Loan type

  Term loan

  Collateral

  Required

  Business type

  Corporation

  Secondary market

  Loan sold to investors

  Jobs supported

  4

  Business age

  Change of Ownership

  Industry

  Portfolio Management and Investment Advice

  If you were the buyer here

  Est. deal size

  $2.4M

  Est. down payment (10%)

  $239K

  Est. cash at closing

  $329K

  Monthly payment

  $26,460

  Annual debt service

  $318K

  Cash flow needed (1.25×)

  $397K

  Estimates only — not guaranteed accurate. The loan amount, rate,and term come from the public record; the rest assumes the standard 10% buyer injection plus typical guaranty and closing costs. The actual deal's terms and costs likely differed.

  Funded by Live Oak Banking Company · Lender record →

  Your business? Claim this record · Request removal

• TRND ZB LLC in Houston, TX — $1.7M (2025) · purchase · T Bank, National Association

  Program

  Preferred Lenders Program

  Rate at approval

  9.75% variable

  Term

  120 mo (10 yrs)

  SBA guaranteed

  $1.3M (75%)

  Approved

  10/29/2024

  Loan status

  Cancelled

  Loan type

  Term loan

  Collateral

  Required

  Business type

  Corporation

  Jobs supported

  2

  Business age

  Change of Ownership

  Industry

  Portfolio Management and Investment Advice

  If you were the buyer here

  Est. deal size

  $1.9M

  Est. down payment (10%)

  $187K

  Est. cash at closing

  $257K

  Monthly payment

  $21,969

  Annual debt service

  $264K

  Cash flow needed (1.25×)

  $330K

  Estimates only — not guaranteed accurate. The loan amount, rate,and term come from the public record; the rest assumes the standard 10% buyer injection plus typical guaranty and closing costs. The actual deal's terms and costs likely differed.

  Funded by T Bank, National Association · Lender record →

  Your business? Claim this record · Request removal

• DARIN S. RUTTENBERG in Senoia, GA — $1.5M (2025) · purchase · Live Oak Banking Company

  Program

  Preferred Lenders Program

  Rate at approval

  8.5% variable

  Term

  120 mo (10 yrs)

  SBA guaranteed

  $1.1M (75%)

  Approval → funding

  19 days

  Approved

  6/12/2025

  First disbursed

  7/1/2025

  Loan status

  Current

  Loan type

  Term loan

  Collateral

  Required

  Business type

  Individual

  Secondary market

  Loan sold to investors

  Jobs supported

  2

  Business age

  Change of Ownership

  Industry

  Portfolio Management and Investment Advice

  If you were the buyer here

  Est. deal size

  $1.6M

  Est. down payment (10%)

  $162K

  Est. cash at closing

  $222K

  Monthly payment

  $18,040

  Annual debt service

  $216K

  Cash flow needed (1.25×)

  $271K

  Estimates only — not guaranteed accurate. The loan amount, rate,and term come from the public record; the rest assumes the standard 10% buyer injection plus typical guaranty and closing costs. The actual deal's terms and costs likely differed.

  Funded by Live Oak Banking Company · Lender record →

  Your business? Claim this record · Request removal

• THOMPSON FINANCIAL PLANNING, LLC in Pittsburgh, PA — $1.1M (2025) · purchase · Live Oak Banking Company

  Program

  Preferred Lenders Program

  Rate at approval

  8.75% variable

  Term

  120 mo (10 yrs)

  SBA guaranteed

  $833K (75%)

  Approval → funding

  33 days

  Approved

  1/24/2025

  First disbursed

  2/26/2025

  Loan status

  Current

  Loan type

  Term loan

  Collateral

  Required

  Business type

  Corporation

  Secondary market

  Loan sold to investors

  Jobs supported

  1

  Business age

  Change of Ownership

  Industry

  Portfolio Management and Investment Advice

  If you were the buyer here

  Est. deal size

  $1.2M

  Est. down payment (10%)

  $123K

  Est. cash at closing

  $169K

  Monthly payment

  $13,911

  Annual debt service

  $167K

  Cash flow needed (1.25×)

  $209K

  Estimates only — not guaranteed accurate. The loan amount, rate,and term come from the public record; the rest assumes the standard 10% buyer injection plus typical guaranty and closing costs. The actual deal's terms and costs likely differed.

  Funded by Live Oak Banking Company · Lender record →

  Your business? Claim this record · Request removal

• Sposa Financial Services LLC in Falls Church, VA — $1.1M (2025) · purchase · Byline Bank

  Program

  Preferred Lenders Program

  Rate at approval

  10.25% variable

  Term

  120 mo (10 yrs)

  SBA guaranteed

  $795K (75%)

  Approval → funding

  21 days

  Approved

  9/12/2025

  First disbursed

  10/3/2025

  Loan status

  Current

  Loan type

  Term loan

  Collateral

  Required

  Business type

  Corporation

  Secondary market

  Loan sold to investors

  Business age

  Change of Ownership

  Industry

  Portfolio Management and Investment Advice

  If you were the buyer here

  Est. deal size

  $1.2M

  Est. down payment (10%)

  $118K

  Est. cash at closing

  $162K

  Monthly payment

  $14,155

  Annual debt service

  $170K

  Cash flow needed (1.25×)

  $212K

  Estimates only — not guaranteed accurate. The loan amount, rate,and term come from the public record; the rest assumes the standard 10% buyer injection plus typical guaranty and closing costs. The actual deal's terms and costs likely differed.

  Funded by Byline Bank · Lender record →

  Your business? Claim this record · Request removal

• Halpin With Your Money LLC in Brunswick, ME — $1.0M (2025) · purchase · Live Oak Banking Company

  Program

  Preferred Lenders Program

  Rate at approval

  8.75% variable

  Term

  120 mo (10 yrs)

  SBA guaranteed

  $752K (75%)

  Approval → funding

  21 days

  Approved

  9/10/2025

  First disbursed

  10/1/2025

  Loan status

  Current

  Loan type

  Term loan

  Collateral

  Required

  Business type

  Corporation

  Secondary market

  Loan sold to investors

  Jobs supported

  1

  Business age

  Change of Ownership

  Industry

  Portfolio Management and Investment Advice

  If you were the buyer here

  Est. deal size

  $1.1M

  Est. down payment (10%)

  $111K

  Est. cash at closing

  $153K

  Monthly payment

  $12,570

  Annual debt service

  $151K

  Cash flow needed (1.25×)

  $189K

  Estimates only — not guaranteed accurate. The loan amount, rate,and term come from the public record; the rest assumes the standard 10% buyer injection plus typical guaranty and closing costs. The actual deal's terms and costs likely differed.

  Funded by Live Oak Banking Company · Lender record →

  Your business? Claim this record · Request removal

• THOMAS FINANCIAL ADVISORY GROUP in Pittsburgh, PA — $965K (2025) · purchase · Live Oak Banking Company

  Program

  Preferred Lenders Program

  Rate at approval

  9.25% variable

  Term

  120 mo (10 yrs)

  SBA guaranteed

  $724K (75%)

  Approval → funding

  15 days

  Approved

  10/2/2024

  First disbursed

  10/17/2024

  Loan status

  Current

  Loan type

  Term loan

  Collateral

  Required

  Business type

  Corporation

  Secondary market

  Loan sold to investors

  Jobs supported

  3

  Business age

  Change of Ownership

  Industry

  Portfolio Management and Investment Advice

  If you were the buyer here

  Est. deal size

  $1.1M

  Est. down payment (10%)

  $107K

  Est. cash at closing

  $147K

  Monthly payment

  $12,355

  Annual debt service

  $148K

  Cash flow needed (1.25×)

  $185K

  Estimates only — not guaranteed accurate. The loan amount, rate,and term come from the public record; the rest assumes the standard 10% buyer injection plus typical guaranty and closing costs. The actual deal's terms and costs likely differed.

  Funded by Live Oak Banking Company · Lender record →

  Your business? Claim this record · Request removal

• Alexander Seiji Potter in Milford, MI — $900K (2025) · purchase · Live Oak Banking Company

  Program

  Preferred Lenders Program

  Rate at approval

  8.85% variable

  Term

  120 mo (10 yrs)

  SBA guaranteed

  $675K (75%)

  Approval → funding

  142 days

  Approved

  3/26/2025

  First disbursed

  8/15/2025

  Loan status

  Current

  Loan type

  Term loan

  Collateral

  Required

  Business type

  Corporation

  Secondary market

  Loan sold to investors

  Jobs supported

  2

  Business age

  Change of Ownership

  Industry

  Portfolio Management and Investment Advice

  If you were the buyer here

  Est. deal size

  $1.0M

  Est. down payment (10%)

  $100K

  Est. cash at closing

  $137K

  Monthly payment

  $11,328

  Annual debt service

  $136K

  Cash flow needed (1.25×)

  $170K

  Estimates only — not guaranteed accurate. The loan amount, rate,and term come from the public record; the rest assumes the standard 10% buyer injection plus typical guaranty and closing costs. The actual deal's terms and costs likely differed.

  Funded by Live Oak Banking Company · Lender record →

  Your business? Claim this record · Request removal

• Stansell Wealth Planning, LLC in Plano, TX — $876K (2025) · purchase · American National Bank

  Program

  Preferred Lenders Program

  Rate at approval

  8.5% fixed

  Term

  120 mo (10 yrs)

  SBA guaranteed

  $657K (75%)

  Approval → funding

  8 days

  Approved

  11/7/2024

  First disbursed

  11/15/2024

  Loan status

  Current

  Loan type

  Term loan

  Collateral

  Required

  Business type

  Corporation

  Jobs supported

  2

  Business age

  Change of Ownership

  Industry

  Portfolio Management and Investment Advice

  If you were the buyer here

  Est. deal size

  $973K

  Est. down payment (10%)

  $97K

  Est. cash at closing

  $133K

  Monthly payment

  $10,861

  Annual debt service

  $130K

  Cash flow needed (1.25×)

  $163K

  Estimates only — not guaranteed accurate. The loan amount, rate,and term come from the public record; the rest assumes the standard 10% buyer injection plus typical guaranty and closing costs. The actual deal's terms and costs likely differed.

  Funded by American National Bank

  Your business? Claim this record · Request removal

• Mountain Range Wealth Management, LLC in Johnstown, CO — $699K (2025) · purchase · American National Bank

  Program

  Preferred Lenders Program

  Rate at approval

  7.92% fixed

  Term

  120 mo (10 yrs)

  SBA guaranteed

  $524K (75%)

  Approval → funding

  11 days

  Approved

  3/20/2025

  First disbursed

  3/31/2025

  Loan status

  Current

  Loan type

  Term loan

  Collateral

  Required

  Business type

  Corporation

  Jobs supported

  1

  Business age

  Change of Ownership

  Industry

  Portfolio Management and Investment Advice

  If you were the buyer here

  Est. deal size

  $777K

  Est. down payment (10%)

  $78K

  Est. cash at closing

  $104K

  Monthly payment

  $8,451

  Annual debt service

  $101K

  Cash flow needed (1.25×)

  $127K

  Estimates only — not guaranteed accurate. The loan amount, rate,and term come from the public record; the rest assumes the standard 10% buyer injection plus typical guaranty and closing costs. The actual deal's terms and costs likely differed.

  Funded by American National Bank

  Your business? Claim this record · Request removal

• Christopher L. Hall in San Antonio, TX — $617K (2025) · purchase · Live Oak Banking Company

  Program

  Preferred Lenders Program

  Rate at approval

  9% variable

  Term

  120 mo (10 yrs)

  SBA guaranteed

  $463K (75%)

  Approval → funding

  13 days

  Approved

  6/13/2025

  First disbursed

  6/26/2025

  Loan status

  Current

  Loan type

  Term loan

  Collateral

  Required

  Business type

  Individual

  Secondary market

  Loan sold to investors

  Jobs supported

  2

  Business age

  Change of Ownership

  Industry

  Portfolio Management and Investment Advice

  If you were the buyer here

  Est. deal size

  $686K

  Est. down payment (10%)

  $69K

  Est. cash at closing

  $92K

  Monthly payment

  $7,816

  Annual debt service

  $94K

  Cash flow needed (1.25×)

  $117K

  Estimates only — not guaranteed accurate. The loan amount, rate,and term come from the public record; the rest assumes the standard 10% buyer injection plus typical guaranty and closing costs. The actual deal's terms and costs likely differed.

  Funded by Live Oak Banking Company · Lender record →

  Your business? Claim this record · Request removal